Conduct and pay in the financial services industry: the regulation of individuals

In the wake of the 2008 banking crisis, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have introduced a new regime of regulatory legislation that will have far-reaching implications for the financial services industry in the UK.

This new regime focuses mainly on two areas, conduct and pay.

This volume addresses the primary and secondary legislation that constitutes the new and former regulatory regimes.

It includes the case law that has informed these changes, and conducts analysis from both a financial and an employment law perspective.