SEC Compliance Best Practices : Leading Lawyers on Managing Risks, Building and Maintaining Compliance Programs, and Understanding New Legislation (Revised ed)

SEC Compliance Best Practices is an authoritative, insider's perspective on key strategies for protecting clients from potential SEC investigations and suits.

Featuring partners and chairs from some of the nations leading law firms, these experts guide the reader through recent developments in U.S.

Securities legislation, including an in-depth look at the Dodd-Frank Act.

From understanding the new legislation and current cases to developing and implementing a thorough compliance program, these authors provide a strategic look into some of the most pressing issues for securities practitioners today.

These top lawyers discuss matters that will be vital for attorneys to understand, such as risk governance, disclosure obligations, and whistleblower protections.

Additionally, these leaders reveal their strategies for helping clients create effective, up-to-date policies and enforcement guidelines that will minimize risk.

The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating this ever-evolving area of law.