Wiley Series 26 Securities Licensing Exam Review 2019 + Test Bank: The Investment Company and Variable Contracts Products Principal Examination

Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a firm and its agents conducting business in open-end mutual funds, variable annuities, and life insurance.

The exam covers hiring and qualification, training of representatives, supervision, sales practices, and business processing and recordkeeping rules.

A principal must have passed the Series 6 or Series 7 Exams prior to taking the Series 26.

Created by the experts at The Securities Institute of America, Inc., this book arms you with everything you need to pass this long 110-question multiple-choice test.